Risk Management

HIPAA Risk Assessment Template

A guided HIPAA security risk assessment based on the NIST SP 800-30 methodology. Answer 22 questions about your practice's safeguards and receive a risk score with prioritized remediation steps you can print for documentation.

What Is a HIPAA Risk Assessment?

A HIPAA risk assessment (also called a security risk analysis) is a systematic evaluation of potential threats and vulnerabilities to the confidentiality, integrity, and availability of electronic protected health information (ePHI). It's required under 45 CFR §164.308(a)(1)(ii)(A) for every covered entity and business associate, regardless of size.

Unlike a simple checklist, a risk assessment quantifies each risk by combining how likely the threat is with how severe the impact would be — following the same methodology used by OCR auditors and recommended by NIST SP 800-30.

How Often Is HIPAA Risk Assessment Required?

Legally required

Every covered entity and business associate must conduct a risk assessment under the HIPAA Security Rule.

At least annually

OCR expects assessments at least once per year and whenever significant changes occur (new EHR, office move, breach).

All practice sizes

Solo practitioners to large health systems. The scope scales with your organization, but the requirement doesn't shrink.

OCR enforcement reality: Failure to conduct a risk assessment is the #1 finding in HIPAA audits and settlements. Penalties range from $145 to $73,011 per violation, with an annual maximum of $2,190,294 per violation category (2026 figures).

How to Use This Assessment

  1. 1Enter your practice name and work through each of the 5 assessment categories
  2. 2Answer each question honestly — Yes, Partial, No, or N/A
  3. 3Click "Generate Risk Report" to see your risk score and severity breakdown
  4. 4Review the prioritized remediation plan, starting with Critical findings
  5. 5Print or copy the report for your compliance documentation files

For a broader compliance review beyond security, use our HIPAA Compliance Checklist which covers the Privacy Rule and Breach Notification Rule as well. If you need to formalize vendor relationships, our BAA Template Generator creates compliant Business Associate Agreements.

NIST SP 800-30 Methodology

This tool follows the risk assessment framework from NIST Special Publication 800-30, the methodology recommended by HHS for HIPAA compliance. Each identified risk is scored using two factors:

Likelihood

How probable is this threat? Based on current controls, threat sources, and vulnerability severity.

Impact

How severe would the consequence be? Based on data sensitivity, number of records, and regulatory penalties.

The resulting risk matrix maps each finding to a severity level: Low, Medium, High, or Critical. This is the same approach used by OCR auditors when evaluating compliance. For training and documentation requirements beyond security controls, review our dedicated guides.

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